Public Institutions Must Enhance Audit Committees In the Wake of Corporate Scandals
Read More...Trust preferred stock, a new financing vehicle for community financial institutions
Read More...Newsletter – New 10b5-1 Plan Rules
To our clients and friends:
The SEC recently approved amendments to Rule 10b5-1 regarding insider trading plans to revise the conditions that must be met for insiders to be able to use the 10b5-1 affirmative defense including, among other things, cooling-off periods, representations from plan participants and new periodic disclosure requirements for issuers and their insiders.
Our Alert regarding the new requirements is available here.
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