Luse Gorman’s regulatory compliance and enforcement practice is an integral part of the services we offer our clients. Not only is our team familiar with the practices, policies and personnel of the Federal Reserve Board, the OCC, the FDIC, the CFPB, the Treasury Department, many state banking and securities agencies, and the Securities and Exchange Commission, but many of our attorneys worked at these agencies before joining our law firm. Our Washington, DC location also affords us proximity to the federal regulators, who generally oversee decisions made by district or regional offices and play an integral part in all regulatory compliance and enforcement matters.  We also interact routinely with many state banking regulators who oversee applications by our state-chartered clients.

Bank Regulation and the Applications Process
Regulatory Examinations, Investigations and Enforcement
Foreign Banking Institutions